Founded:

As Greene and Collins in 1922

Principals:

Leslie Rosenthal, J. Robert Collins

Management:

Scott Gordon - Chairman and CEO
Maureen C. Downs - President
Richard J. Horgan - Executive Vice President & CFO
George Recchia - Executive Vice President & COO
S. Brian Adams - Executive Vice President & CIO
Gerald Fishman - Executive Vice President &
                            General Counsel

Headquarters:

216 W. Jackson Blvd.
Chicago, Illinois 60606-6918
(312)460-9200

Branches:

15+

Correspondent Brokers:

115+

Annual Volume:

70 million contracts

Number of Accounts:

20,000+

Assets:

$4 billion

Customer Funds:

$700 million

Clearing Memberships:

Chicago Mercantile Exchange
Chicago Board of Trade
New York Mercantile Exchange
New York Board of Trade
Eurex US

Other Memberships:

Eurex
LIFFE/Euronext
Fixed Income Clearing Corporation
Chicago Stock Exchange

Affiliates:

Rosenthal Global Securities, LLC
Rosenthal Collins Foreign Exchange Ltd.
Rosenthal Collins Equities, LLC

Regulators:

Rosenthal Collins Group, LLC
The Chicago Mercantile Exchange
The National Futures Association
The Commodity Futures Trading Commission
Rosenthal Global Securities, LLC
The National Association of Securities Dealers
The Securities and Exchange Commission
Rosenthal Collins Foreign Exchange Ltd.
The Financial Services Authority (U.K.)
Rosenthal Collins Equities, LLC
The Chicago Stock Exchange
The Securities and Exchange Commission